Study Notes: Capital Planning at Large Bank Holding Companies

Capital Planning at Large Bank Holding Companies Study Notes contains 44 pages covering the following learning objectives:

* The Federal Reserve’s Capital Plan Rule and the seven principles of an effective capital adequacy process for bank holding companies (BHC’s) subject to the Capital Plan Rule.
* Practices which can result in a strong and effective capital adequacy process for a BHC in the following areas:
– Risk identification
– Internal controls (including model review and validation)
– Corporate governance
– Capital policy (including setting of goals and targets and contingency planning)
– Stress testing and stress scenario design
– Estimating losses, revenues, and expenses, including quantitative and qualitative methodologies.
– Assessing the impact of capital adequacy, including RWA and balance sheet projections

After reviewing the notes you will be able to apply what you learned with practice questions and answers.

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