FAQ Before Exam Readings for Regulatory Reference in Operational Risk

[tanvo86]

Hi Nicole and David,

Hope you are all well.

Could you confirm that the following readings are actually out of scope of the learning objectives? I.e., we are not expected to know this in detail?

Basel II: International Convergence​

Basel III: A Global Regulatory Framework
Basel III: The Liquidity Coverage Ratio
Revisions to the Basel II Market Risk Framework
Basel III: The Net Stable Funding Ratio​

Minimum capital requirements for market risk
​

It was not clear from the P2 2010 thru 2018 AIM Comparison file.
Also, it seems that Schweser does not cover these topics at all.

Much appreciated.

Tan

 

[Nicole Seaman]

Hi Nicole and David,

Hope you are all well.

Could you confirm that the following readings are actually out of scope of the learning objectives? I.e., we are not expected to know this in detail?

Basel II: International Convergence​

Basel III: A Global Regulatory Framework​

Basel III: The Liquidity Coverage Ratio​

Revisions to the Basel II Market Risk Framework​

Basel III: The Net Stable Funding Ratio​

Minimum capital requirements for market risk​

​

It was not clear from the P2 2010 thru 2018 AIM Comparison file.
Also, it seems that Schweser does not cover these topics at all.

Much appreciated.

Tan

Hello @tanvo86

If you look at GARP's 2018 study guide, it specifically states that these regulatory readings are optional. We cover them for those who would like to learn more about these regulations.



I hope this is helpful!

Nicole

 

[tanvo86]

Hi Nicole,

Thanks for prompt response, this is very helpful!

Tan