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Study Notes: Chapter 5. Risk Mitigation

FRM® Part 2 Basic Chapter 5. Risk Mitigation Study Notes: Chapter 5. Risk Mitigation

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Market Risk Measurement & Management
Dowd, Measuring Market Risk, Chapters 3, 4 & 7
2 Topics
Study Notes: Dowd, Chapters 3, 4 & 7
Practice Question Set: Dowd, Chapters 3, 4 & 7
Jorion, Value-at-Risk, Chapters 6 & 11
2 Topics
Study Notes: Jorion, Chapters 6 & 11
Practice Question Set: Jorion Chapters 6 & 11
Messages from the Academic Literature
2 Topics
Study Notes: Messages: Risk Measurement for the Trading Book
Practice Question Set: Messages: Risk Measurement for the Trading Book
Meissner, Correlation Risk Modeling and Management, Chapters 1, 2 & 5
2 Topics
Study Notes: Meissner, Chapters 1, 2 & 5
Practice Question Set: Meissner, Chapters 1, 2 & 5
Tuckman, Income Securities, Chapters 6, 7, 8, 9 & 10
2 Topics
Study Notes: Tuckman, Chapters 6, 7, 8, 9 & 10
Practice Question Set: Tuckman, Chapters 6, 7, 8, 9 & 10
Hull, Options, Futures, and Other Derivatives, Chapter 20: Volatility Smiles
2 Topics
Study Notes: Hull, Chapter 20: Volatility Smiles
Practice Question Set: Hull, Chapter 20: Volatility Smiles
Hull, Risk Management, Chapter 18: Fundamental Review of the Trading Book
2 Topics
Study Notes: Hull RMFI, Chapter 18: Fundamental Review of the Trading Book
Practice Question Set: Hull RMFI, Chapter 18: Fundamental Review of the Trading Book
Market Risk Measurement & Management Review
3 Topics
Learning Spreadsheets: P2.T5.b XLS Bundle
Learning Spreadsheets: P2.T5.c XLS Bundle
Learning Spreadsheets: P2.T5.d XLS Bundle
Credit Risk Measurement & Management
Golin, The Bank Credit Analysis Handbook, Chapters 1 & 2
2 Topics
Study Notes: Golin, Chapters 1 & 2
Practice Question Set: Golin, Chapters 1 & 2
Schroeck, Chapter 5. Capital Structure in Banks
2 Topics
Study Notes: Schroeck, Chapter 5: Capital Structure in Banks
Practice Question Set: Schroeck, Chapter 5: Capital Structure in Banks
De Laurentis, Chapter 3: Ratings Assignment Methodologies
2 Topics
Study Notes: De Laurentis, Chapter 3: Ratings Assignment Methodologies
Practice Question Set: De Laurentis, Chapter 3: Ratings Assignment Methodologies
Stulz, Chapter 18: Credit Risks and Credit Derivatives
2 Topics
Study Notes: Stulz, Chapter 18: Credit Risks and Credit Derivatives
Practice Question Set: Stulz, Chapter 18: Credit Risks and Credit Derivatives
Malz, Financial Risk Management, Chapters 7, 8 & 9
2 Topics
Study Notes: Malz, Chapters 7, 8 & 9
Practice Question Set: Malz, Chapters 7, 8 & 9
Gregory, The xVA Challenge, Chapters 3, 6, 7, 11 & 17
2 Topics
Study Notes: Gregory, Chapters Chapters 3, 6, 7, 11 & 17
Practice Question Set: Gregory, Chapters Chapters 3, 6, 7, 11 & 17
Siddique & Hasan, Stress Testing, Chapter 4
2 Topics
Study Notes: Siddique & Hasan, Chapter 4: The Evolution of Stress Testing Counterparty Exposures
Practice Question Set: Siddique & Hasan, Chapter 4: The Evolution of Stress Testing Counterparty Exposures
Crouhy, Essentials of Risk Management, Chapters 9 & 12
2 Topics
Study Notes: Crouhy, Chapters 9 & 12
Practice Question Set: Crouhy, Chapters 9 & 12
Choudhry, Structured Credit Products, Chapter 12
2 Topics
Study Notes: Choudhry, Chapter 12: An Introduction to Securitisation
Practice Question Set: Choudhry, Chapter 12: An Introduction to Securitisation
Ashcraft, Understanding Securitization of Subprime Mortgage Credit
2 Topics
Study Notes: Ashcraft, Securitization of Subprime Mortgage Credit
Practice Question Set: Ashcraft, Securitization of Subprime Mortgage Credit
Credit Risk Measurement & Management Review
4 Topics
Learning Spreadsheets: P2.T6.a XLS Bundle
Learning Spreadsheets: P2.T6.b XLS Bundle
Learning Spreadsheets: P2.T6.c XLS Bundle
Learning Spreadsheets: P2.T6.d XLS Bundle
Operational & Integrated Risk Management
Chapter 1. Introduction to Operational Risk and Resilience
2 Topics
Study Notes: Chapter 1. Introduction to Operational Risk and Resilience
Practice Question Set: Chapter 1. Introduction to Operational Risk and Resilience
Chapter 2. Risk Governance
2 Topics
Study Notes: Chapter 2. Risk Governance
Practice Question Set: Chapter 2. Risk Governance
Chapter 3. Risk Identification
1 Topic
Study Notes: Chapter 3. Risk Identification
Chapter 4. Risk Measurement and Assessment
2 Topics
Study Notes: Chapter 4. Risk Measurement and Assessment
Practice Question Set: Chapter 4. Risk Measurement and Assessment
Chapter 5. Risk Mitigation
1 Topic
Study Notes: Chapter 5. Risk Mitigation
Chapter 6. Risk Reporting
1 Topic
Study Notes: Chapter 6. Risk Reporting
Chapter 7. Integrated Risk Management
1 Topic
Study Notes: Chapter 7: Integrated Risk Management
Cyber-resilience: Range of practices
2 Topics
Study Notes: Cyber-resilience: Range of practices
Practice Question Set: Cyber-resilience: Range of practices
Chapter 9. Case Study: Cyberthreats and Information Security Risks
1 Topic
Study Notes: Chapter 9. Case Study: Cyberthreats and Information Security Risks
Sound Management of Risks: Money Laundering and Financing of Terrorism
2 Topics
Study Notes: Sound Management of Risks: Money Laundering and Financing of Terrorism
Practice Question Set: Sound Management of Risks: Money Laundering and Financing of Terrorism
Chapter 11. Case Study: Financial Crime and Fraud
1 Topic
Study Notes: Chapter 11. Case Study: Financial Crime and Fraud
Guidance on Managing Outsourcing Risk
2 Topics
Study Notes: Guidance on Managing Outsourcing Risk
Practice Question Set: Guidance on Managing Outsourcing Risk
Chapter 13. Case Study: Third-party Risk Management
1 Topic
Study Notes: Chapter 13. Case Study: Third-party Risk Management
Chapter 14. Case Study: Investor Protection and Compliance Risks in Investment Activities
1 Topic
Study Notes: Chapter 14. Case Study: Investor Protection and Compliance Risks in Investment Activities
Supervisory Guidance on Model Risk Management
2 Topics
Study Notes: Supervisory Guidance on Model Risk Management
Practice Question Set: Supervisory Guidance on Model Risk Management
Chapter 16. Case Study: Model Risk and Model Validation
1 Topic
Study Notes: Chapter 16. Case Study: Model Risk and Model Validation
Schuermann, Stress Testing Banks
2 Topics
Study Notes: Schuermann, Stress Testing Banks
Practice Question Set: Schuermann, Stress Testing Banks
Crouhy, Essentials of Risk Management, Chapter 17
2 Topics
Study Notes: Crouhy, Chapter 17: Risk Capital Attribution and Risk-Adjusted Performance Measurement
Practice Question Set: Crouhy, Chapter 17: Risk Capital Attribution and Risk-Adjusted Performance Measurement
Range of Practices and Issues in Economic Capital Frameworks
2 Topics
Study Notes: Range of Practices
Practice Question Set: Range of Practices
Capital Planning at Large Bank Holding Companies
2 Topics
Study Notes: Capital Planning at Large Bank Holding Companies
Practice Question Set: Capital Planning at Large Bank Holding Companies
Carey, Capital Regulation Before the Global Financial Crisis
2 Topics
Study Notes: Carey, Capital Regulation Before the Global Financial Crisis
Practice Question Set: Carey, Capital Regulation Before the Global Financial Crisis
Carey, Solvency, Liquidity and Other Regulation After the Global Financial Crisis
2 Topics
Study Notes: Carey, Solvency, Liquidity and Other Regulation
Practice Question Set: Carey, Solvency, Liquidity and Other Regulation
High-level summary of Basel III reforms
2 Topics
Study Notes: High-level summary of Basel III reforms
Practice Question Set: High-level summary of Basel III reforms
Basel III: Finalising post-crisis reforms
2 Topics
Study Notes: Basel III: Finalising post-crisis reforms
Practice Question Set: Basel III: Finalising post-crisis reforms
Operational & Integrated Risk Management Review
3 Topics
Learning Spreadsheets: P2.T7.a XLS Bundle
Learning Spreadsheets: P2.T7.b XLS Bundle
Learning Spreadsheets: P2.T7.c XLS Bundle
Liquidity and Treasury Risk Measurement and Management
Hull, Risk Management and Financial Institutions, Chapter 24
2 Topics
Study Notes: Hull, RMFI, Chapter 24: Liquidity Risk
Practice Question Set: Hull, RMFI, Chapter 24: Liquidity Risk
Malz, Financial Risk Management: Models, History, and Institutions, Chapter 12
2 Topics
Study Notes: Malz, Chapter 12: Liquidity and Leverage
Practice Question Set: Malz, Chapter 12: Liquidity and Leverage
Venkat, Liquidity Risk Management, Chapter 6: Early Warning Indicators
2 Topics
Study Notes: Venkat, Chapter 6: Early Warning Indicators
Practice Question Set: Venkat, Chapter 6: Early Warning Indicators
Rose, Bank Management & Financial Services, Chapters 10 & 11
2 Topics
Study Notes: Rose, Bank Management & Financial Services, Chapter 10 & 11
Practice Question Set: Rose, Bank Management & Financial Services, Chapters 10 & 11
Venkat, Liquidity Risk Management, Chapter 4
2 Topics
Study Notes: Venkat, Chapter 4: Intraday Liquidity Risk Management
Practice Question Set: Venkat, Chapter 4: Intraday Liquidity Risk Management
Castagna, Measuring and Managing Liquidity Risk, Chapter 6
2 Topics
Study Notes: Castagna, Chapter 6: Monitoring Liquidity
Practice Question Set: Castagna, Chapter 6: Monitoring Liquidity
Duffie, Failure Mechanics of Dealer Banks
2 Topics
Study Notes: Duffie, Failure Mechanics of Dealer Banks
Practice Question Set: Duffie, Failure Mechanics of Dealer Banks
Venkat, Liquidity Risk Management, Chapter 3
2 Topics
Study Notes: Venkat, Chapter 3: Liquidity Stress Testing
Practice Question Set: Venkat, Chapter 3: Liquidity Stress Testing
Choudhry, The Principles of Banking Institutions, Chapter 14
2 Topics
Study Notes: Choudhry, The Principles of Banking Institutions, Chapter 14 – Coming Soon
Practice Question Set: Choudhry, Chapter 14: Liquidity Risk Reporting and Stress Testing
Venkat, Liquidity Risk Management, Chapter 7
2 Topics
Study Notes: Venkat, Chapter 7: Contingency Funding Planning
Practice Question Set: Venkat, Chapter 7: Contingency Funding Planning
Rose, Bank Management & Financial Services, Chapters 12 & 13
2 Topics
Study Notes: Rose, Bank Management & Financial Services, Chapters 12 & 13
Practice Question Set: Rose, Bank Management & Financial Services, Chapters 12 & 13
Tuckman, Fixed Income Securities, Chapter 12
2 Topics
Study Notes: Tuckman, Chapter 12: Repurchase Agreements and Financing
Practice Question Set: Tuckman, Chapter 12: Repurchase Agreements and Financing
Grant, Liquidity Transfer Pricing: A Guide to Better Practice
2 Topics
Study Notes: Grant, Liquidity Transfer Pricing: A Guide to Better Practice
Practice Question Set: Grant, Liquidity Transfer Pricing: A Guide to Better Practice
McGuire, The US Dollar Shortage in Global Banking and the International Policy Response
2 Topics
Study Notes: McGuire, US Dollar Shortage in Global Banking
Practice Question Set: McGuire, US Dollar Shortage in Global Banking
Borio, Covered Interest Rate Parity Lost: Understanding the Cross-Currency Basis
2 Topics
Study Notes: Borio, Covered Interest Rate Parity Lost
Practice Question Set: Borio, Covered Interest Rate Parity Lost
Rose, Bank Management & Financial Services, Chapter 7
2 Topics
Study Notes: Rose, Chapter 7: Risk management for Changing Interest Rates
Practice Question Set: Rose, Chapter 7: Risk management for Changing Interest Rates
Ang, Asset Management, Chapter 13
2 Topics
Study Notes: Ang, Chapter 13: Illiquid Assets
Practice Question Set: Ang, Chapter 13: Illiquid Assets
Risk Management & Investment Management
Ang, Asset Management, Chapter 6, 7 & 10
2 Topics
Study Notes: Ang, Chapters 6, 7 & 10
Practice Question Set: Ang, Chapters 6, 7 & 10
Grinold, Active Portfolio Management, Chapter 14
2 Topics
Study Notes: Grinold, Chapter 14: Portfolio Construction
Practice Question Set: Grinold, Chapter 14: Portfolio Construction
Jorion, Value-at-Risk, Chapters 7 & 17
2 Topics
Study Notes: Jorion, Chapters 7 & 17
Practice Question Set: Jorion, Chapters 7 & 17
Litterman, Modern Investment Management, Chapter 17
2 Topics
Study Notes: Litterman, Chapter 17: Risk Monitoring and Performance Measurement
Practice Question Set: Litterman, Chapter 17: Risk Monitoring and Performance Measurement
Bodie, Investments, Chapter 24
2 Topics
Study Notes: Bodie, Chapter 24: Portfolio Performance Evaluation
Practice Question Set: Bodie, Chapter 24: Portfolio Performance Evaluation
Constantinides, Handbook of the Economics of Finance, Chapter 17
2 Topics
Study Notes: Constantinides, Chapter 17: Hedge Funds
Practice Question Set: Constantinides, Chapter 17: Hedge Funds
Mirabile, Hedge Fund Investing, Chapter 12
2 Topics
Study Notes: Mirabile, Chapter 12: Performing Due Diligence on Specific Managers and Funds
Practice Question Set: Mirabile, Chapter 12: Performing Due Diligence on Specific Managers and Funds
Dimmock and Gerken: Finding Bernie Madoff: Detecting Fraud by Investment Managers
2 Topics
Study Notes: Dimmock and Gerken: Finding Bernie Madoff: Detecting Fraud by Investment Managers
Practice Question Set: Dimmock and Gerken: Finding Bernie Madoff: Detecting Fraud by Investment Managers
Current Issues In Financial Markets
Aziz, S. and M. Dowling “Machine Learning and AI for Risk Management”
2 Topics
Study Notes: Aziz, S. and M. Dowling “Machine Learning and AI for Risk Management”
Practice Question Set: Aziz, S. and M. Dowling “Machine Learning and AI for Risk Management”
“Artificial Intelligence Risk & Governance,” (AIRS)
2 Topics
Study Notes: “Artificial Intelligence Risk & Governance,” (AIRS)
Practice Question Set: “Artificial Intelligence Risk & Governance,” (AIRS)
“Climate-related risk drivers and their transmission channels”, BIS
2 Topics
Study Notes: “Climate-related risk drivers and their transmission channels”, BIS
Practice Question Set: “Climate-related risk drivers and their transmission channels”, BIS
Climate- related financial risks – measurement methodologies
1 Topic
Study Notes: Climate- related financial risks – measurement methodologies
Principles for the effective management and supervision of climate-related financial risks
1 Topic
Study Notes: Principles for the effective management and supervision of climate-related financial risks
Annual Economic Report, June 2022
1 Topic
Study Notes: Annual Economic Report, June 2022
The Blockchain Revolution: Decoding Digital Currencies
1 Topic
Study Notes: The Blockchain Revolution: Decoding Digital Currencies
The future monetary system, Annual Economic Report
1 Topic
Study Notes: The future monetary system, Annual Economic Report
PART II REVIEW
Part 2 Practice Question Review
Mock Exams
2 Quizzes
Part 2 Full Length Interactive Mock Exam 1
Part 2 Full Length Interactive Mock Exam 2
Formula Sheets
1 Topic
Part 2 Formula Sheet
Return to FRM® Part 2 Basic
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